Member: FINRA, SIPC, clearing on a fully disclosed basis through Pershing LLC,

(an indirect, wholly-owned subsidiary of  Bank of New York Mellon – NYSE BK ).  

Prime Brokerage Accounts.

We have established relationships with the major Prime Brokers.
Interested parties should give us the name of their Prime Brokerage contact who will then arrange to send us account details and a Form 1 Schedule A.

Contact: Peter Wan
Tel. 212 757 6824
Fax 212 246 0158

Download Prime Clearing Agreement and Form 1 Schedule A

Aufhauser Money Manager Services offers a package of execution and custody services to qualifying independent money managers. We execute your trades on Instinet, according to algorithms and or routes that you specify. We do not direct orders to any venue based on order rebates from those market centers or dark pools.

In connection with Pershing LLC (a wholly owned indirect subsidiary of the Bank of New York Mellon) we provide access to international markets: forex, multi-currency accounts, international clearance and execution. We are especially strong in the Hong Kong market.