Deposits, Forms, Information
Deposit Money or Securities to your account:
DO NOT SEND CHECKS TO AUFHAUSER'S OFFICE. INSTEAD SEND DIRECTLY TO THE CLEARING BROKER, PERSHING:
Write your account number clearly on the face of the check.
Send to :
Pershing LLC, Money Desk, One Pershing Plaza, Jersey City NJ 07399. No third party checks.
WE RECOMMEND THAT YOU SEND FUNDS TO YOUR ACCOUNT BY WIRE TRANSFER:
ABA 021 000 018, Bank of New York Mellon, SWIFT IRVTUS3N, Account 890-051238-5, Pershing LLC, sub-account 4FN-[insert your account number].
SWIFT CITIDEFF, Pershing LLC, IBAN: DE 2450 2109 0001 1976 9019, 4FN-xxxxxx(your account), Your Name.
For Other Currencies, see details on this link
For Securites Settlement or Transfers:/The DTC Number for Pershing LLC (our clearing broker) is 0441. The Euroclear account for Pershing LLC is 98730. when depositing physical securities to your account: 1) Sign the stock power on the reverse side of the security; 2) appoint Pershing LLC as attorney; 3) write your account number on the face of the security; 4) send the security to: Securites Received, Pershing LLC, One Pershing Plaza, Jersey City NJ 07399. Do NOT send to Aufhauser's NY office. We do not accept them in our NY office. Send only to Pershing.
In the table below you'll find forms that are commonly required. If the form that you want is not here,
call +1-800-686-1608 or +1-212-246-0205 and we shall email the form to you.
IRS Tax form for Non-USA residents (W8 BEN) . This must be submitted with a) Government issued photo ID b) utility bill or bank statement with your non-USA address.