Main Telephone Number: +1-212-246-0205 ..... Main Fax: +1-212-246-0158

Toll Free: +1-800-686-1608

Email: admin@aufsec.com

admin@aufsec.com is the ONLY email address for our company. Send ALL communications to that email address.

Mobile number in case the numbers above are out of order: +1-212-246-9420

To send checks: Money Desk, Pershing LLC, One Pershing Plaza, Jersey City, NJ 07399

To wire transfer money TO your Account:

ABA 021 000 018, Bank of New York, SWIFT IRVTUS3N

Account 890-051238-5, Pershing LLC, sub-account 4FN-[insert your account number]

To send Securities: Securities Received, Pershing LLC, One Pershing Plaza, Jersey City, NJ 07399

To contact Pershing Directly By telephone: 201-413-2000. By mail: One Pershing Plaza, Jersey City NJ 08399.

To send Correspondence ONLY to Aufhauser (No money, No checks, No securities):
Aufhauser Securities, 112 West 56th Street, New York NY 10019

You can learn about the firm and our registered representatives by looking at the Finra " BrokerCheck" website.




Aufhauser Securities Inc. clears on a fully disclosed basis through Pershing LLC, member FINRA/NYSE/SIPC, a wholly owned, indirect subsidiary of The Bank of New York Mellon Corporation.